Preferred Portfolio Services® (PPS) Custom account investors will pay an annual account management fee. Other transaction charges and third-party custodial fees may apply; see below for details.
The total assets will be billed at the rate depending on what account size level they fall within.
|Account Size||Maximum Annual Fee*|
|*Please note: The minimum account size at account opening is $500,000.|
|Listed||$25.00 up to 1,000 shares, +$0.01 per share thereafter|
|Treasuries, CDs, & Federal Agencies||$30.00|
|Corporates & Municipals||$30.00|
|OPTIONS||$20 + $1.25 per contract|
*The maximum annual fee for certain account size and type may be negotiated.
**Plus $4.00 confirm fee for all transactions except mutual fund exchanges, NTF funds, and periodic investment/systematic withdrawal transactions. Maximum transaction charges for purchases and sales within the CGM, Dimensional Fund Advisors, Dodge & Cox, Sequoia, and Vanguard mutual fund families have increased to $35.